First Security Group, Inc. |
(Name of Issuer) |
Common Stock, $0.01 par value per share
|
(Title of Class of Securities)
|
336312202
|
(CUSIP Number)
|
December 31, 2011
|
(Date of Event Which Requires Filing of this Statement)
|
x
|
Rule 13d-1(b)
|
¨
|
Rule 13d-1(c)
|
¨
|
Rule 13d-1(d)
|
CUSIP NO. 336312202
|
Page 2 of 6 |
1
|
NAME OF REPORTING PERSON
First Security Group, Inc. 401(k) and Employee Stock Ownership Plan
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON:
58-2461486-001
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ¨
(b) x
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Tennessee
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER:
30,725
|
6
|
SHARED VOTING POWER:
68,638
|
|
7
|
SOLE DISPOSITIVE POWER:
99,363
|
|
8
|
SHARED DISPOSITIVE POWER:
None
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
99,363
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
N/A
|
o |
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
5.90%
|
|
12
|
TYPE OF REPORTING PERSON
EP
|
CUSIP NO. 336312202
|
Page 3 of 6 |
1
|
NAME OF REPORTING PERSON
FSGBank, National Association
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON:
62-1816536
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) ¨
(b) x
|
3
|
SEC USE ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
|
5
|
SOLE VOTING POWER:
30,725
|
6
|
SHARED VOTING POWER:
68,638
|
|
7
|
SOLE DISPOSITIVE POWER:
99,363
|
|
8
|
SHARED DISPOSITIVE POWER:
None
|
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
99,363
|
|
10
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES N/A
|
o |
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
5.90%
|
|
12
|
TYPE OF REPORTING PERSON
|
|
BK
|
CUSIP NO. 336312202
|
Page 4 of 6 |
Item 1(a).
|
Name of Issuer:
|
Item 1(b).
|
Address of Issuer's Principal Executive Offices:
|
Item 2(a).
|
Name of Person Filing:
|
Item 2(b).
|
Address of Principal Business Office or, if None, Residence:
|
Item 2(c)
|
Citizenship:
|
Item 2(d).
|
Title of Class of Securities:
|
Item 2(e).
|
CUSIP Number:
|
Item 3.
|
If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:
|
CUSIP NO. 336312202
|
Page 5 of 6 |
(a)
|
¨ Broker or dealer registered under Section 15 of the Exchange Act.
|
(b)
|
¨ Bank as defined in Section 3(a)(6) of the Exchange Act.
|
(c)
|
¨ Insurance company as defined in Section 3(a)(19) of the Exchange Act.
|
(d)
|
¨ Investment company registered under Section 8 of the Investment Company Act.
|
(e)
|
¨ An investment advisor in accordance with Rule 13d-1(b)(1)(ii)(E).
|
(f)
|
x An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F).
|
(g)
|
¨ A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G).
|
(h)
|
¨ A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act.
|
|
(i)
|
¨ A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of Investment Company Act.
|
|
(j)
|
¨ A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J)
|
|
(k)
|
¨ Group, in accordance with Rule 13d-1(b)(1)(ii)(K).
|
|
If this statement is filed pursuant to Rule 13d-1(c), check this box. ¨
|
Item 4.
|
Ownership:
|
|
(a)
|
Amount beneficially owned: 99,363
|
|
(b)
|
Percent of class: 5.90%
|
|
(c)
|
Number of shares as to which such person has
|
|
(i)
|
sole power to vote or direct the vote: 30,725
|
|
(ii)
|
shared power to vote or direct the vote: 68,638
|
|
(iii)
|
sole power to dispose or to direct the disposition of: 99,363
|
|
(iv)
|
shared power to dispose or direct the disposition of: None.
|
Item 5.
|
Ownership of Five Percent or Less of a Class:
|
Item 6.
|
Ownership of More than Five Percent on Behalf of Another Person:
|
Item 7.
|
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company:
|
Item 8.
|
Identification and Classification of the Members of the Group:
|
Item 9.
|
Notice of Dissolution of Group:
|
CUSIP NO. 336312202
|
Page 6 of 6
|
Item 10.
|
Certification:
|
Date:
|
February 14, 2012
|
|
Signature:
|
First Security Group, Inc. 401(k) and Employee Stock Ownership Plan
|
By:
|
FSGBank, National Association, as Trustee
|
By:
|
/s/ D. Michael Kramer
|
||
Name:
|
D. Michael Kramer
|
||
Title:
|
Chief Executive Officer
|
FSGBank, National Association
|
By:
|
/s/ John R. Haddock
|
||
Name:
|
John R. Haddock
|
||
Title:
|
Executive Vice President, Secretary and Chief Financial Officer
|